SEC Form 4 · accession 0001513905-19-000008
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Corr
Officer — President & CEO · Director
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2019 | S | 3,515 | $98.64 | D | 103,418 | D | |
| Common StockF2 | Mar 1, 2019 | A | 44,253 | $0.00 | A | 147,671 | D | |
| Common StockF3 | Mar 1, 2019 | F | 2,269 | $99.52 | D | 145,402 | D | |
| Common Stock | holding | — | — | — | 69,349 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This number represents shares of Common Stock sold upon vesting of restricted stock units under a 10b5-1 trading plan.
- F2Constitutes shares to be issued following the Compensation Committee of the Board of Directors certification on March 1, 2019 of the achievement of performance goals under 2018 performance share awards. Shares of common stock will be issued on or about April 1, 2019 with 25% of the shares vesting on each of the date of issuance, March 1, 2020, March 1, 2021 and March 1, 2022, subject to continuous service through such dates.
- F3Represents shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of restricted stock. The amount of shares withheld is based on the closing price of ELLI on March 1, 2019.