SEC Form 4 · accession 0001513905-17-000006
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Corr
Officer — President & CEO · Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2017 | A | 23,770 | $0.00 | A | 107,634 | D | |
| Common StockF2,F3 | Feb 16, 2017 | S | 13,427 | $93.65 | D | 94,207 | D | |
| Common Stock | holding | — | — | — | 79,347 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares are represented by restricted stock units which vest in four equal annual installments beginning on 2/15/2018.
- F2The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
- F3The reported shares represent 25% of the 2/5/14, 2/11/15 and 2/10/16 RSU grants which vested on 2/15/17; the remaining RSUs will vest in equal annual installments thereafter, until such time as the RSUs are 100% vested.