SEC Form 4 · accession 0001256358-15-000024
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Blasing
Director
Period of report
Jun 17, 2015
Accepted (ET)
Jun 19, 2015 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 17, 2015 | A | 2,481 | $0.00 | A | 2,481 | D | |
| Common StockF2 | Jun 17, 2015 | A | 1,588 | $0.00 | A | 4,069 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4,F3 | $66.63 | Jun 17, 2015 | A | 3,455 | A | — | Jun 17, 2025 | Common Stock | 3,455 | 3,455 | D |
Explanation of responses
- F11/3rd of the shares subject to the RSU award shall vest on each anniversary of the date of grant, such that the RSU shall be 100% vested on the third anniversary of the date of grant.
- F2100% of the shares subject to the RSU award shall vest on the first anniversary of the date of grant.
- F3Option vests with respect to 1/12th of the shares on each monthly anniversary of the date of grant of option, such that the option will be fully vested and exercisable on June 17, 2016.
- F4The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.