SEC Form 4 · accession 0001209191-16-152375
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sigmund Anderman
Officer — Founder & Executive Chairman · Director
Period of report
Nov 25, 2016
Accepted (ET)
Nov 29, 2016 · 8:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 25, 2016 | G | 40,000 | $0.00 | D | 212,222 | I | by Trust |
| Common StockF2 | holding | — | — | — | 1,588 | I | Sig GRAT 2014 | |
| Common Stock | holding | — | — | — | 157,874 | D | ||
| Common Stock | holding | — | — | — | 10,000 | I | by 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 3,447 | I | Susan GRAT 2014 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by Sigmund Anderman, Trustee of the Sigmund and Susan Anderman Family Trust dated March 3, 2006.
- F2The shares are directly held by Sigmund Anderman TTEE Sigmund Anderman 2014 GRAT U/A DTD 12/12/2014.
- F3The shares are directly held by Susan Anderman TTEE Susan Anderman 2014 GRAT U/A DTD 12/12/2014.