SEC Form 4 · accession 0001209191-15-083623
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sigmund Anderman
Officer — Founder and Executive Chairman · Director
Period of report
Dec 2, 2015
Accepted (ET)
Dec 4, 2015 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 2, 2015 | G | 7,500 | $0.00 | D | 57,337 | I | by Trust |
| Common Stock | holding | — | — | — | 136,875 | D | ||
| Common StockF1 | holding | — | — | — | 100,000 | I | Sig GRAT 2014 | |
| Common StockF2 | holding | — | — | — | 100,000 | I | Susan GRAT 2014 | |
| Common Stock | holding | — | — | — | 10,000 | I | by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are directly held by Sigmund Anderman TTEE Sigmund Anderman 2014 GRAT U/A DTD 12/12/2014.
- F2The shares are directly held by Susan Anderman TTEE Susan Anderman 2014 GRAT U/A DTD 12/12/2014.