SEC Form 4 · accession 0001189871-18-000002
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Barr Dolan
Director
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2018 | M | 3,000 | $6.80 | A | 8,053 | D | |
| Common Stock | May 1, 2018 | S | 3,000 | $95.5191 | D | 5,053 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F1 | $6.80 | May 1, 2018 | M | 3,000 | D | — | May 17, 2021 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1100% of the shares subject to the option are fully vested and exercisable.
- F2The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.