SEC Form 4 · accession 0001097815-16-000022
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Limin Hu
Officer — EVP, CTO
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 17, 2016 | S | 300 | $74.10 | D | 236,084 | D | |
| Common StockF1,F2,F4 | Feb 17, 2016 | S | 500 | $75.684 | D | 235,584 | D | |
| Common StockF1,F2,F5 | Feb 17, 2016 | S | 616 | $76.87 | D | 234,968 | D | |
| Common StockF1,F2,F6 | Feb 17, 2016 | S | 745 | $78.13 | D | 234,223 | D | |
| Common StockF1,F2,F7 | Feb 17, 2016 | S | 1,207 | $79.3472 | D | 233,016 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
- F2The reported shares represent 25% of the 2/5/14 and the 2/11/15 RSU grant which vested on 2/15/16; the remaining RSUs granted will vest in equal annual installments thereafter, until such time as the RSUs are 100% vested.
- F3The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $73.7800 to $74.2600, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F4The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $75.4100 to $75.9200, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F5The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $76.6800 to $77.3200, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F6The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $77.8500 to $78.6000, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F7The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $78.9300 to $79.7700, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.