SEC Form 4 · accession 0001209191-16-107282
ALLIANCE FIBER OPTIC PRODUCTS INC · AFOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122342
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 7, 2016 | S | 100,000 | $13.42 | D | 2,400,000 | I | By Subsidiary |
| Common StockF3,F2 | Mar 8, 2016 | S | 100,000 | $12.90 | D | 2,300,000 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.82, inclusive. The reporting person undertakes to provide to AFOP, any security holder of AFOP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
- F2Shares are held directly by Foxconn Holding Limited, a subsidiary of Hon Hai Precision Ind. Co., Ltd.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.68 to $13.34, inclusive.