SEC Form 4 · accession 0001206774-16-005755
ALLIANCE FIBER OPTIC PRODUCTS INC · AFOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Hubbard
Officer — EVP, Sales and Marketing
Period of report
May 2, 2016
Accepted (ET)
May 3, 2016 · 1:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122342
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 2, 2016 | F | 17,000 | $18.52 | D | 55,954 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of 14,000 shares to satisfy tax obligations arising in connection with the vesting of restricted stock units.
- F2Including 31,000 restricted stock units which vest on May 1, 2017.