SEC Form 4 · accession 0001206774-16-005476
ALLIANCE FIBER OPTIC PRODUCTS INC · AFOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Black
Director
Period of report
Apr 18, 2016
Accepted (ET)
Apr 19, 2016 · 3:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122342
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F1 | $4.125 | Apr 18, 2016 | M | 12,000 | A | May 28, 2006 | May 4, 2016 | Common | 12,000 | 36,000 | D |
Explanation of responses
- F1The total 12,000 shares of common stock were granted on May 4, 2006. The option vests as to one thirty-sixth of the shares on April 28, 2006 and an additional one thirty-sixth of the shares vest on the first day of each full month thereafter.