SEC Form 4 · accession 0001206774-16-005394
ALLIANCE FIBER OPTIC PRODUCTS INC · AFOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Hubbard
Officer — EVP, Sales and Marketing
Period of report
Apr 8, 2016
Accepted (ET)
Apr 11, 2016 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122342
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 8, 2016 | S | 25,000 | $18.45 | D | 69,954 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2015.
- F2The total 69,954 shares of common stock included 62,000 shares restricted stock units ("RSUs") granted to David Hubbard on April 2, 2015, which RSUs vested in two equal annual installments beginning on May 1, 2016.