SEC Form 4 · accession 0001206774-15-003501
ALLIANCE FIBER OPTIC PRODUCTS INC · AFOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Yeh
Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 16, 2015 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122342
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4,F5 | Nov 2, 2015 | S | 3,943 | $14.155 | D | 246,057 | I | Held in the name of Matics Computer Systems Inc. |
| Common StockF4,F5 | Nov 3, 2015 | S | 100 | $14.25 | D | 245,957 | I | Held in the name of Matics Computer Systems Inc. |
| Common StockF2,F4,F5 | Nov 4, 2015 | S | 10,000 | $14.139 | D | 235,957 | I | Held in the name of Matics Computer Systems Inc. |
| Common StockF4,F5 | Nov 5, 2015 | S | 2,200 | $14.10 | D | 233,757 | I | Held in the name of Matics Computer Systems Inc. |
| Common StockF3,F4,F5 | Nov 6, 2015 | S | 10,000 | $14.223 | D | 223,757 | I | Held in the name of Matics Computer Systems Inc. |
| Common StockF4,F5 | Nov 9, 2015 | S | 3,757 | $14.28 | D | 220,000 | I | Held in the name of Matics Computer Systems Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents weighted average sale price. Actual sale prices ranged from $14.15 to $14.16.
- F2Represents weighted average sale price. Actual sale prices ranged from $14.10 to $14.19.
- F3Represents weighted average sale price. Actual sale prices ranged from $14.21 to $14.24.
- F4Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a security holder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
- F5Mr. Yeh has voting and dispositive power with respect to the shares.