SEC Form 4 · accession 0001206774-15-003384
ALLIANCE FIBER OPTIC PRODUCTS INC · AFOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Yeh
Director
Period of report
Oct 30, 2015
Accepted (ET)
Nov 2, 2015 · 8:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122342
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F1 | $13.61 | Oct 30, 2015 | A | 12,000 | A | — | Oct 30, 2025 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1The option vests as to one thirty-sixth of the shares on October 30, 2015 and an additional one thirty-sixth of the shares vest on the first day of each full month thereafter.