SEC Form 4 · accession 0001206774-15-002711
ALLIANCE FIBER OPTIC PRODUCTS INC · AFOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Yeh
Director
Period of report
Jul 30, 2015
Accepted (ET)
Aug 13, 2015 · 8:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122342
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4,F5 | Jul 30, 2015 | S | 5,000 | $20.374 | D | 255,000 | I | Held in the name of Matics Computer Systems Inc. |
| Common StockF2,F4,F5 | Jul 31, 2015 | S | 2,500 | $20.632 | D | 252,500 | I | Held in the name of Matics Computer Systems Inc. |
| Common StockF3,F4,F5 | Aug 5, 2015 | S | 2,500 | $19.489 | D | 250,000 | I | Held in the name of Matics Computer Systems Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents weighted average sale price. Actual sale prices ranged from $20.35 to $20.42.
- F2Represents weighted average sale price. Actual sale prices ranged from $20.55 to $20.70.
- F3Represents weighted average sale price. Actual sale prices ranged from $19.46 to $19.55.
- F4Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a security holder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
- F5Mr. Yeh has voting and dispositive power with respect to the shares.