SEC Form 4 · accession 0001206774-15-001212
ALLIANCE FIBER OPTIC PRODUCTS INC · AFOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Chang
Officer — Chairman, President and CEO
Period of report
Apr 2, 2015
Accepted (ET)
Apr 8, 2015 · 8:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122342
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 2, 2015 | A | 240,000 | $0.00 | A | 1,714,640 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units which vest in four equal annual installments beginning on May 1, 2016 and vest in full in the event of change in control or in the event of termination of Peter Chang's service due to death or involuntary discharge.