SEC Form 5 · accession 0001206774-15-000510
ALLIANCE FIBER OPTIC PRODUCTS INC · AFOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Chang
Officer — Chairman, President and CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 8:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122342
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 1, 2014 | G | 60,000 | $0.00 | D | 1,414,640 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 60,000 shares donated to The Peter & Mary Chang Foundation which was established by Peter Chang and his wife, Mary Chang, to make donations to organizations for religious, charitable, scientific or educational purposes.
- F2The total 1,414,640 shares of common stock included 400,000 shares restricted stock units ("RSUs") granted to Peter Chang on May 6, 2011, which RSUs vest in five equal annual installments beginning on May 1, 2012 and 120,000 shares RSUs granted to Peter Chang on April 19, 2013, which RSUs vest in three equal annual installments beginning on May 1, 2014. All RSUs vest in full in the event of change in control or in the event of termination of Peter Chang's service due to death or involuntary discharge.