SEC Form 4/A · accession 0001231553-16-000017
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark T Bertolini
Officer — Chairman and CEO · Director
Period of report
Nov 29, 2012
Accepted (ET)
Aug 9, 2016 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 29, 2012 | M | 21,704 | — | A | 374,416 | D | |
| Common StockF4,F3 | Nov 29, 2012 | F | 9,366 | $42.74 | D | 365,050 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is amending the Form 4 originally filed to correct number of shares acquired upon vesting of previously reported Performance Stock Units granted under the 2000 Stock Incentive Plan (the "Plan")
- F2The reporting person is amending the Form 4 originally filed to correct that each Performance Stock Unit represents a right to receive up to two shares of Aetna Inc. Common Stock net of taxes.
- F3The reporting person is amending the Form 4 originally filed to correct number of shares beneficially owned.
- F4The reporting person is amending the Form 4 originally filed to correct number shares withheld for taxes.