SEC Form 4 · accession 0001231553-16-000011
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin Barbara Hackman
Director
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 2, 2016 | G | 133 | $0.00 | D | 22,925 | D | |
| Common StockF2 | May 16, 2016 | M | 1,420 | — | A | 24,345 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stockk UnitsF2,F3 | — | May 16, 2016 | M | 1,420 | D | — | — | Common Stock | 1,420 | 0 | D |
Explanation of responses
- F1Includes shares acquired through dividend reinvestment.
- F2Units convert to Common Stock on a one-for-one basis.
- F3Restricted Stock Units ("Units") granted under the Aetna Inc. 2010 Non-Employee Director Compensation Plan (the "Plan"). Subject to terms of the Plan, Units vested in four equal installments on August 15, 2015; November 15, 2015; February 15, 2016, and May 15, 2016, with payment of the Units deferred until May 16, 2016.