SEC Form 4 · accession 0001231553-16-000009
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank M Clark
Director
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 16, 2016 | M | 1,420 | — | A | 14,779 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 16, 2016 | M | 1,420 | D | — | — | Common Stock | 1,420 | 0 | D |
Explanation of responses
- F1Units convert to Common Stock on a one-for-one basis.
- F2Restricted Stock Units ("Units") granted under the Aetna Inc. 2010 Non-Employee Director Compensation Plan (the "Plan"). Subject to terms of the Plan, Units vested in four equal installments on August 15, 2015; November 15, 2015; February 15, 2016, and May 15, 2016, with payment of the Units deferred until May 16, 2016.