SEC Form 4 · accession 0001231553-15-000006
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Rohan
Officer — President
Period of report
Jul 23, 2015
Accepted (ET)
Jul 27, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 23, 2015 | M | 17,902 | — | A | 70,701 | D | |
| Common Stock | Jul 23, 2015 | F | 8,710 | $112.05 | D | 61,991 | D | |
| Common StockF3,F4 | Jul 23, 2015 | M | 22,956 | — | A | 84,947 | D | |
| Common Stock | Jul 23, 2015 | F | 11,169 | $112.05 | D | 73,778 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F5 | — | Jul 23, 2015 | M | 17,902 | D | — | — | Common Stock | 17,902 | 0 | D |
| Market Stock UnitsF4,F6 | — | Jul 23, 2015 | M | 15,304 | D | — | — | Common Stock | 15,304 | 0 | D |
Explanation of responses
- F1Represents vesting of previously reported Restricted Stock Units granted under the 2010 Stock Incentive Plan (the "Plan").
- F2Each Restricted Stock Unit represents a right to receive one share of Aetna Inc. Common Stock net of taxes.
- F3Represents vesting of previously reported Market Stock Units granted under the Plan.
- F4Each Market Stock Unit represents a right to receive up to 1.5 shares of Aetna Inc. Common Stock net of taxes. Vesting amount was determined based on the weighted average closing stock price for the thirty trading days prior to the vest date.
- F5Restricted Stock Units granted under the Plan.
- F6Market Stock Units granted under the Plan.