SEC Form 4 · accession 0001231553-15-000003
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Zubretsky
Officer — Senior EVP, Healthagen
Period of report
Mar 26, 2015
Accepted (ET)
Mar 30, 2015 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 26, 2015 | M | 138,068 | $50.70 | A | 605,155 | D | |
| Common StockF1 | Mar 26, 2015 | F | 101,110 | $105.91 | D | 504,045 | D | |
| Common StockF2 | Mar 27, 2015 | S | 36,958 | $107.1064 | D | 467,087 | D | |
| Common StockF3 | Mar 27, 2015 | S | 50,000 | $107.3372 | D | 417,087 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $50.70 | Mar 26, 2015 | M | 138,068 | D | Feb 9, 2009 | Feb 9, 2018 | Common Stock | 138,068 | 0 | D |
Explanation of responses
- F1Stock Appreciation Right is net settled; amount represents withholding of shares by the Company to pay exercise price and taxes.
- F2The price reported is average weighted share price. These shares were sold in multiple transactions at prices ranging from $107.00 to $107.30, inclusive.
- F3The price reported is average weighted share price. These shares were sold in multiple transactions at prices ranging from $107.085 to $107.745, inclusive.