SEC Form 4 · accession 0001231553-15-000002
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Zubretsky
Officer — Senior Executive Vice Pres
Period of report
Mar 24, 2015
Accepted (ET)
Mar 26, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2015 | M | 207,101 | $32.11 | A | 674,188 | D | |
| Common StockF1 | Mar 24, 2015 | F | 132,158 | $108.74 | D | 542,030 | D | |
| Common Stock | Mar 25, 2015 | M | 288,626 | $44.22 | A | 830,656 | D | |
| Common StockF1 | Mar 25, 2015 | F | 201,503 | $107.29 | D | 629,153 | D | |
| Common StockF2 | Mar 25, 2015 | S | 61,979 | $107.6049 | D | 567,174 | D | |
| Common StockF3 | Mar 25, 2015 | S | 12,964 | $109.0354 | D | 554,210 | D | |
| Common StockF4 | Mar 26, 2015 | S | 73,800 | $106.15 | D | 480,410 | D | |
| Common StockF5 | Mar 26, 2015 | S | 13,323 | $106.67 | D | 467,087 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $32.11 | Mar 24, 2015 | M | 207,101 | D | Feb 13, 2010 | Feb 13, 2019 | Common Stock | 207,101 | 0 | D |
| Stock Appreciation Rights | $44.22 | Mar 25, 2015 | M | 288,626 | D | Feb 28, 2009 | Feb 28, 2017 | Common Stock | 288,626 | 0 | D |
Explanation of responses
- F1Stock Appreciation Right is net settled; amount represents withholding of shares by the Company to pay exercise price and taxes.
- F2The price reported is average weighted share price. These shares were sold in multiple transactions at prices ranging from $107.25 to $108.22, inclusive.
- F3The price reported is average weighted share price. These shares were sold in multiple transactions at prices ranging from $109.00 to $109.13, inclusive.
- F4The price reported is average weighted share price. These shares were sold in multiple transactions at prices ranging from $105.51 to $106.50, inclusive.
- F5The price reported is average weighted share price. These shares were sold in multiple transactions at prices ranging from $106.51 to $107.07, inclusive.