SEC Form 4 · accession 0001122304-18-000045
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Bertolini
Officer — Chairman and CEO · Director
Period of report
Mar 28, 2018
Accepted (ET)
Mar 30, 2018 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2018 | G | 189,785 | $0.00 | D | 114,143 | D | |
| Common StockF1 | holding | — | — | — | 119,447 | I | By CLAT | |
| Common StockF2 | holding | — | — | — | 295,436 | I | By 2016 GRAT | |
| Common StockF3 | holding | — | — | — | 158,635 | I | By 2017 GRAT | |
| Common StockF4 | holding | — | — | — | 107,576 | I | By 2017 GRAT II |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held in Charitable Lead Annuity Trust ("CLAT") where Reporting Person is investment advisor.
- F2Represents shares held by 2016 Grantor Retained Annuity Trust ("GRAT") where Reporting Person is sole trustee.
- F3Represents shares held by 2017 GRAT where Reporting Person is sole trustee.
- F4Represents shares held by 2017 GRAT II where Reporting Person is sole trustee.