SEC Form 4 · accession 0001122304-18-000033
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold L Paz
Officer — EVP & Chief Medical Officer
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 2, 2018 | M | 5,016 | — | A | 8,200 | D | |
| Common StockF3 | Mar 2, 2018 | F | 2,278 | $177.53 | D | 5,922 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF2,F4 | — | Mar 2, 2018 | M | 4,180 | D | — | — | Common Stock | 4,180 | 0 | D |
| Restricted Stock UnitsF5,F6 | — | Mar 2, 2018 | A | 8,731 | A | — | — | Common Stock | 8,731 | 8,731 | D |
Explanation of responses
- F1Represents vesting of previously reported Performance Stock Units ("PSUs") granted under the 2010 Stock Incentive Plan (the "Plan").
- F2Each PSU represents a right to receive up to two shares of Aetna Inc. Common Stock net of taxes.
- F3Represents tax withholding on vesting of previously reported PSUs.
- F4PSUs granted under the Plan.
- F5Each Restricted Stock Unit ("RSU") represents a right to receive one share of Aetna Inc. Common Stock net of taxes.
- F6RSUs granted under the Plan vest in three annual installments beginning December 2, 2018.