SEC Form 4 · accession 0001122304-17-000144
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Sabatino Jr.
Officer — Exec. VP and General Counsel
Period of report
Dec 27, 2017
Accepted (ET)
Dec 29, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 27, 2017 | M | 21,842 | — | A | 21,842 | D | |
| Common Stock | Dec 27, 2017 | F | 10,690 | $180.85 | D | 11,152 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Dec 27, 2017 | M | 21,842 | D | — | — | Common Stock | 21,842 | 0 | D |
Explanation of responses
- F1Represents vesting of previously reported Restricted Stock Units (RSUs) granted under the 2010 Stock Incentive Plan (the " Plan").
- F2Each Restricted Stock Unit represents a right to receive one share of Aetna Inc. Common Stock net of taxes.
- F3RSUs granted under the Plan.