SEC Form 4 · accession 0001122304-17-000129
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Bertolini
Officer — Chairman and CEO
Period of report
Dec 13, 2017
Accepted (ET)
Dec 15, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2017 | G | 553 | $0.00 | D | 119,447 | I | By CLAT |
| Common Stock | Dec 13, 2017 | G | 53,885 | $0.00 | D | 189,785 | D | |
| Common StockF2 | holding | — | — | — | 295,436 | I | By 2016 GRAT | |
| Common StockF3 | holding | — | — | — | 158,635 | I | By 2017 GRAT | |
| Common StockF4,F5 | holding | — | — | — | 107,576 | I | By 2017 GRAT II |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by Charitable Lead Annuity Trust ("CLAT") where Reporting Person is investment advisor.
- F2Represents shares held by 2016 Grantor Retained Annuity Trust ("GRAT") where Reporting Person is sole trustee.
- F3Represents shares held by 2017 GRAT where Reporting Person is sole trustee.
- F4On December 13, 2017, 107,576 shares from sole account were transferred to 2017 GRAT II.
- F5Represents Shares held by 2017 GRAT II where Reporting Person is sole trustee.