SEC Form 4 · accession 0001122304-17-000096
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen S Lynch
Officer — President
Period of report
Sep 12, 2017
Accepted (ET)
Sep 14, 2017 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2017 | M | 53,773 | $72.26 | A | 118,034 | D | |
| Common StockF1 | Sep 12, 2017 | F | 38,502 | $162.83 | D | 79,532 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $72.26 | Sep 12, 2017 | M | 53,773 | D | Mar 3, 2014 | Mar 2, 2024 | Common Stock | 53,773 | 0 | D |
Explanation of responses
- F1Stock Appreciation Right is net settled; amount represents withholding of shares by the Company to pay exercise price and taxes.