SEC Form 4 · accession 0001122304-17-000095
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret M McCarthy
Officer — EVP, Operations & Technology
Period of report
Sep 8, 2017
Accepted (ET)
Sep 12, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2017 | M | 35,000 | $72.26 | A | 68,563 | D | |
| Common StockF1 | Sep 8, 2017 | F | 24,712 | $162.83 | D | 43,851 | D | |
| Common StockF2 | holding | — | — | — | 1,913 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $72.26 | Sep 8, 2017 | M | 35,000 | D | Mar 3, 2014 | Mar 2, 2024 | Common Stock | 35,000 | 50,296 | D |
Explanation of responses
- F1Stock Appreciation Rights is net settled; amount represents withholding of shares by the Company to pay exercise price and taxes.
- F2Represents the pro rata portion of the stock portion of Aetna Common Stock Fund held by reporting person on August 31, 2017 pursuant to Aetna Inc. 401(k) Plan. The information is based on information provided by the Plan Trustee as of that date.