SEC Form 4 · accession 0001122304-17-000091
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold L Paz
Officer — EVP & Chief Medical Officer
Period of report
Aug 11, 2017
Accepted (ET)
Aug 15, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 11, 2017 | M | 5,540 | — | A | 5,540 | D | |
| Common StockF3 | Aug 11, 2017 | F | 2,356 | $152.15 | D | 3,184 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF2,F4 | — | Aug 11, 2017 | M | 2,770 | D | — | — | Common Stock | 2,770 | 0 | D |
Explanation of responses
- F1Represents vesting of previously reported Performance Stock Units granted under the 2010 Stock Incentive Plan (the "Plan").
- F2Each Performance Stock Unit represents a right to receive up to two shares of Aetna Inc. Common Stock net of taxes.
- F3Represents tax withholding on vesting of previously reported Performance Stock Units.
- F4Performance Stock Units granted under the Plan.