SEC Form 4 · accession 0001122304-17-000077
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon Virag
Officer — VP, Controller & CAO
Period of report
Jun 12, 2017
Accepted (ET)
Jun 14, 2017 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 12, 2017 | M | 2,068 | — | A | 3,446 | D | |
| Common StockF3 | Jun 12, 2017 | F | 992 | $147.85 | D | 2,454 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F4 | — | Jun 12, 2017 | M | 796 | D | — | — | Common Stock | 796 | 796 | D |
| Restricted Stock UnitsF2,F4 | — | Jun 12, 2017 | M | 1,272 | D | — | — | Common Stock | 1,272 | 0 | D |
Explanation of responses
- F1Represents vesting of previously reported Restricted Stock Units granted under the 2010 Stock Incentive Plan (the "Plan").
- F2Each Restricted Stock Unit represents a right to receive one share of Aetna Inc. Common Stock net of taxes.
- F3Represents tax withholding on vesting of previously reported Restricted Stock Units.
- F4Restricted Stock Units granted under the Plan.