SEC Form 4 · accession 0001122304-17-000051
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank M Clark
Director
Period of report
May 19, 2017
Accepted (ET)
May 23, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 22, 2017 | M | 1,537 | — | A | 16,316 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 19, 2017 | A | 1,203 | A | — | — | Common Stock | 1,203 | 1,203 | D |
| Restricted Stock UnitsF1,F3 | — | May 22, 2017 | M | 1,537 | D | — | — | Common Stock | 1,537 | 0 | D |
Explanation of responses
- F1Units convert to Common Stock on a one-for-one basis.
- F2Restricted Stock Units ("Units") granted under the Aetna Inc. 2010 Non-Employee Director Compensation Plan (the "Plan"). Subject to terms of the Plan, Units will vest in four substantially equal installments on August 19, 2017; November 19, 2017; February 19, 2018, and May 19, 2018, with payment of the Units deferred until May 21, 2018. Upon payment date, Units will be issued in Common Stock.
- F3Units granted under the Plan. Subject to terms of the Plan, Units vested in four equal installments on August 20, 2016; November 20, 2016; February 20, 2017, and May 20, 2017, with payment of the Units deferred until May 22, 2017.