SEC Form 4 · accession 0001122304-17-000037
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Betsy Z Cohen
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 43,024 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | — | Mar 31, 2017 | A | 219 | A | — | — | Common Stock | 219 | 28,026 | D |
Explanation of responses
- F1Units accrued under the Aetna Inc. Non-employee Director Compensation Plan (the "Plan") pursuant to the deferral of Director Fees. Subject to terms of the Plan, units may be settled in Aetna Common Stock, in cash, or a combination of both upon the retirement of the Reporting Person.
- F2Units convert to Common Stock on a one-for-one basis.