SEC Form 4 · accession 0001122304-17-000025
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Karen S Lynch
Officer — President
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 3, 2017 | M | 22,836 | — | A | 74,090 | D | |
| Common StockF3 | Mar 3, 2017 | F | 8,708 | $130.69 | D | 65,382 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF2,F4 | — | Mar 3, 2017 | M | 11,418 | D | — | — | Common Stock | 11,418 | 0 | D |
Explanation of responses
- F1Represents vesting of previously reported Performance Stock Units granted under the 2010 Stock Incentive Plan (the "Plan").
- F2Each Performance Stock Unit represents a right to receive up to two shares of Aetna Inc. Common Stock net of taxes.
- F3Represents tax withholding on vesting of previously reported Performance Stock Units.
- F4Performance Stock Units granted under the Plan.