SEC Form 4 · accession 0001122304-16-000293
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis S Soistman Jr.
Officer — Exec. VP, Government Services
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2016 | S | 9,150 | $109.779 | D | 12,367 | D | |
| Common StockF2 | holding | — | — | — | 298 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is average weighted share price. These shares were sold in multiple transactions at prices ranging from $109.71 to $110.00, inclusive.
- F2Represents the pro rata portion of the stock portion of Aetna Common Stock Fund held by reporting person on October 31, 2016 pursuant to Aetna Inc. 401(k) Plan. The information is based on information provided by the Plan Trustee as of that date.