SEC Form 4 · accession 0001122304-16-000212
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Bertolini
Officer — Chairman and CEO
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 2, 2016 | M | 8,359 | — | A | 843,305 | D | |
| Common StockF3 | Mar 2, 2016 | F | 4,091 | $110.15 | D | 839,214 | D | |
| Common StockF1,F2 | Mar 3, 2016 | M | 9,549 | — | A | 848,763 | D | |
| Common StockF3 | Mar 3, 2016 | F | 4,674 | $109.64 | D | 844,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F4 | — | Mar 2, 2016 | M | 8,359 | D | — | — | Common Stock | 8,359 | 16,716 | D |
| Restricted Stock UnitF2,F4 | — | Mar 3, 2016 | M | 9,549 | D | — | — | Common Stock | 9,549 | 9,549 | D |
Explanation of responses
- F1Represents vesting of previously reported Restricted Stock Units granted under the 2010 Stock Incentive Plan (the "Plan").
- F2Each Restricted Stock Unit represents a right to receive one share of Aetna Inc. Common Stock net of taxes.
- F3Represents tax withholding on vesting of previously reported Restricted Stock Units.
- F4Restricted Stock Units granted under the Plan.