SEC Form 4 · accession 0001122304-16-000205
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Bertolini
Officer — Chairman and CEO · Director
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $103.45 | Feb 19, 2016 | A | 253,242 | A | — | — | Common Stock | 253,242 | 253,242 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 19, 2016 | A | 26,680 | A | — | — | Common Stock | 26,680 | 26,680 | D |
Explanation of responses
- F1Stock Appreciation Rights granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan"), exercisable in three installments beginning February 19, 2017.
- F2Each Restricted Stock Unit ("RSU") represents a right to receive one share of Aetna Inc. Common Stock net of taxes.
- F3RSUs granted under the Plan vest in three annual installments beginning February 19, 2017.