SEC Form 4 · accession 0001122304-16-000202
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William James Casazza
Officer — Exec. VP & General Counsel
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2016 | G | 4,946 | $0.00 | D | 59,050 | D | |
| Common StockF1 | holding | — | — | — | 4,558 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $103.45 | Feb 19, 2016 | A | 43,558 | A | — | — | Common Stock | 43,558 | 43,558 | D |
Explanation of responses
- F1Represents the pro rata portion of the stock portion of Aetna Common Stock Fund held by reporting person on January 29, 2016 pursuant to Aetna Inc. 401(k) Plan. The information is based on information provided by the Plan Trustee as of that date.
- F2Stock Appreciation Rights granted under the Aetna Inc. 2010 Stock Incentive Plan, exercisable in three installments beginning February 19, 2017.