SEC Form 4 · accession 0001122304-16-000186
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William James Casazza
Officer — Exec. VP & General Counsel
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF1,F2 | — | Jan 28, 2016 | A | 8,719 | A | — | — | Common Stock | 8,719 | 8,719 | D |
Explanation of responses
- F1Performance Stock Units granted under the Aetna Inc. 2010 Stock Incentive Plan. Each Performance Stock Unit represents a right to receive up to two shares of Aetna Inc. Common Stock net taxes, depending on performance against the specified Company performance target.
- F2Performance Stock Units originally granted on March 3, 2014. Units vest based on both service through March 3, 2017 and attaining the specified Company performance target. On January 28, 2016, the Company's Committee on Compensation and Talent Management determined that the performance target had been met at a specified level for the performance period. Units will fully vest in accordance with the Plan if executive remains employed by the Company through March 3, 2017.