SEC Form 4 · accession 0001122304-15-000176
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Bertolini
Officer — Chairman and CEO · Director
Period of report
Dec 21, 2015
Accepted (ET)
Dec 23, 2015 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2015 | M | 97,474 | $50.205 | A | 826,668 | D | |
| Common StockF1 | Dec 21, 2015 | F | 70,478 | $109.72 | D | 756,190 | D | |
| Common StockF2 | Dec 22, 2015 | S | 26,996 | $110.003 | D | 729,194 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $50.205 | Dec 21, 2015 | M | 97,474 | D | Feb 10, 2007 | Feb 10, 2016 | Common Stock | 97,474 | 0 | D |
Explanation of responses
- F1Stock Appreciation Right is net settled; amount represents withholding of shares by the Company to pay exercise price and taxes.
- F2Average sale price.