SEC Form 4 · accession 0001122304-15-000169
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary W Loveman
Officer — EVP, Healthcare Services Bus.
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $107.80 | Oct 26, 2015 | A | 82,196 | A | Oct 26, 2016 | Oct 25, 2025 | Common Stock | 82,196 | 82,196 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Oct 26, 2015 | A | 27,830 | A | Oct 26, 2018 | Oct 30, 2018 | Common Stock | 27,830 | 27,830 | D |
Explanation of responses
- F1Stock Appreciation Right granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan"), exercisable in three annual installments beginning October 26, 2016.
- F2Each Restricted Stock Unit represents a right to receive one share of Aetna Inc. Common Stock net of taxes.
- F3Restricted Stock Units granted under Plan, units will vest in full on October 26, 2018.