SEC Form 4 · accession 0001122304-15-000084
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin Barbara Hackman
Director
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 23,059 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stockk UnitsF2,F3 | — | May 15, 2015 | A | 1,420 | A | — | — | Common Stock | 1,420 | 1,420 | D |
Explanation of responses
- F1Includes shares acquired through dividend reinvestment.
- F2Units convert to Common Stock on a one-for-one basis.
- F3Restricted Stock Units ("Units") granted under the Aetna Inc. 2010 Non-Employee Director Compensation Plan (the "Plan"). Subject to terms of the Plan, Units will vest in four equal installments on August 15, 2015; November 15, 2015; February 15, 2016, and May 15, 2016, with payment of the Units deferred until May 16, 2016. Upon payment date, Units will be issued in Common Stock.