SEC Form 4/A · accession 0001122304-15-000053
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William James Casazza
Officer — Exec. VP & General Counsel
Period of report
Mar 2, 2015
Accepted (ET)
Mar 9, 2015 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1,F2 | $100.50 | Mar 2, 2015 | A | 47,390 | A | Mar 2, 2016 | Mar 1, 2025 | Common Stock | 47,390 | 47,390 | D |
Explanation of responses
- F1Due to a computational error by the Company, the Form 4 filed on March 4, 2015 incorrectly reported the number of derivative securities acquired by reporting person on March 2, 2015. This Form 4/A amends the Form 4 filing to correctly state the number of derivative securities acquired by reporting person.
- F2Stock Appreciation Right granted under the Aetna Inc. 2010 Stock Incentive Plan, exercisable in three annual installments beginning March 2, 2016.