SEC Form 4 · accession 0001122304-15-000028
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Zubretsky
Officer — Senior Exec. VP, Healthagen
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 2, 2015 | M | 41,745 | — | A | 459,228 | D | |
| Common Stock | Feb 2, 2015 | F | 18,439 | $92.22 | D | 440,789 | D | |
| Common StockF3,F4 | Feb 2, 2015 | M | 50,525 | — | A | 491,314 | D | |
| Common Stock | Feb 2, 2015 | F | 24,227 | $92.22 | D | 467,087 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF2,F5 | — | Feb 2, 2015 | M | 32,272 | D | — | — | Common Stock | 32,272 | 0 | D |
| Market Stock UnitsF4,F6 | — | Feb 2, 2015 | M | 33,683 | D | — | — | Common Stock | 33,683 | 0 | D |
Explanation of responses
- F1Represents vesting of previously reported Performance Stock Units granted under the 2010 Stock Incentive Plan (the "Plan").
- F2Each Performance Stock Units represent a right to receive up to two shares of Aetna Inc. Common Stock net of taxes.
- F3Represents vesting of previously reported Market Stock Units granted under the Plan.
- F4Each Market Stock Unit represents a right to receive up to 1.5 shares of Aetna Inc. Common Stock net of taxes. Vesting amount was determined based on the weighted average closing stock price for the thirty trading days prior to the vest date.
- F5Performance Stock Units granted under the Plan.
- F6Market Stock Units granted under the Plan.