SEC Form 4 · accession 0001122304-15-000027
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis S Soistman Jr.
Officer — Exec. VP, Government Services
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 2, 2015 | M | 6,406 | — | A | 6,406 | D | |
| Common Stock | Feb 2, 2015 | F | 2,348 | $92.22 | D | 4,058 | D | |
| Common StockF3 | holding | — | — | — | 202 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF1,F4 | — | Feb 2, 2015 | M | 4,952 | D | — | — | Common Stock | 4,952 | 0 | D |
Explanation of responses
- F1Represents vesting of previously reported Performance Stock Units granted under the 2010 Stock Incentive Plan (the "Plan").
- F2Each Performance Stock Units represent a right to receive up to two shares of Aetna Inc. Common Stock net of taxes.
- F3Represents the pro rata portion of the stock portion of Aetna Common Stock Fund held by reporting person on January 31, 2015 pursuant to Aetna Inc. 401(k) Plan. The information is based on information provided by the Plan Trustee as of that date.
- F4Performance Stock Units granted under the Plan.