SEC Form 4 · accession 0001122304-15-000021
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Bertolini
Officer — Chairman and CEO · Director
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 2, 2015 | M | 31,535 | — | A | 652,488 | D | |
| Common Stock | Feb 2, 2015 | F | 13,771 | $92.22 | D | 638,717 | D | |
| Common StockF3,F4 | Feb 2, 2015 | M | 72,840 | — | A | 711,557 | D | |
| Common Stock | Feb 2, 2015 | F | 34,689 | $92.22 | D | 676,868 | D | |
| Common StockF5,F6 | Feb 2, 2015 | M | 91,112 | — | A | 767,980 | D | |
| Common Stock | Feb 2, 2015 | F | 43,689 | $92.22 | D | 724,291 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F7 | — | Feb 2, 2015 | M | 9,208 | D | — | — | Common Stock | 9,208 | 9,208 | D |
| Restricted Stock UnitsF2,F7 | — | Feb 2, 2015 | M | 22,327 | D | — | — | Common Stock | 22,327 | 0 | D |
| Performance Stock UnitsF4,F8 | — | Feb 2, 2015 | M | 56,312 | D | — | — | Common Stock | 56,312 | 0 | D |
| Market Stock UnitsF6,F9 | — | Feb 2, 2015 | M | 60,741 | D | — | — | Common Stock | 60,741 | 0 | D |
Explanation of responses
- F1Represents vesting of previously reported Restricted Stock Units granted under the 2010 Stock Incentive Plan ("the Plan").
- F2Each Restricted Stock Unit represents a right to receive one share of Aetna Inc. Common Stock net of taxes.
- F3Represents vesting of previously reported Performance Stock Units granted under the Plan.
- F4Each Performance Stock Units represent a right to receive up to two shares of Aetna Inc. Common Stock net of taxes.
- F5Represents vesting of previously reported Market Stock Units granted under the Plan.
- F6Each Market Stock Unit represents a right to receive up to 1.5 shares of Aetna Inc. Common Stock net of taxes. Vesting amount was determined based on the weighted average closing stock price for the thirty trading days prior to the vest date.
- F7Restricted Stock Units granted under the Plan.
- F8Performance Stock Units granted under the Plan.
- F9Market Stock Units granted under the Plan.