SEC Form 3 · accession 0001144204-16-084837
FTE Networks, Inc. · FTNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
5G INVESTMENTS LLC
10% Owner
Period of report
Jun 19, 2013
Accepted (ET)
Feb 29, 2016 · 12:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | holding | — | — | — | 16,000 | I | Held by Hugh Regan, president of 5G Management, LLC, the Manager of the Reporting Person |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series D Preferred StockF1 | $0.00 | holding | — | — | — | — | — | Common Stock | 984,918 | — | D |
Explanation of responses
- F1The Series D Preferred Stock is automatically convertible into Common Stock on a 1 for 20 basis upon the filing of the amendment of the registrant's Articles of Incorporation implementing a proposed reverse stock split.
Remarks
Consists of 984,918 shares of Series D Preferred Stock of the registrant, each of which is convertible into Common Stock on a 1 for 20 basis and entitles its holder to 20 votes per share of Common Stock on all matters submitted or required to be submitted to a vote of the common stockholders of the registrant.