SEC Form 4 · accession 0001179110-17-008075
YIELD10 BIOSCIENCE, INC. · YTEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard William Hamilton
Director
Period of report
May 24, 2017
Accepted (ET)
May 26, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001121702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 24, 2017 | A | 8,571 | $0.00 | A | 8,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $0.42 | May 24, 2017 | A | 30,000 | A | May 24, 2017 | May 24, 2027 | Common Stock | 30,000 | 30,000 | D |
| Stock Option (right to buy)F3 | $0.42 | May 24, 2017 | A | 25,000 | A | May 24, 2018 | May 24, 2027 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1These shares were issued to the Reporting Person pursuant to the Issuer's Director Compensation Policy for services rendered to the Issuer as a member of its Board of Directors and/or a committee thereof during the first quarter of 2017.
- F2These options were issued to the Reporting Person as the initial option grant to a non-employee director pursuant to the Issuer's Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors and/or a committee thereof.
- F3These options were issued to the Reporting Person as the annual option grant to non-employee directors pursuant to the Issuer's Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors and/or a committee thereof.