SEC Form 4 · accession 0001104659-15-065046
YIELD10 BIOSCIENCE, INC. · YTEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter N Kellogg
Director
Period of report
Sep 10, 2015
Accepted (ET)
Sep 14, 2015 · 7:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001121702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 10, 2015 | A | 12,500 | $0.00 | A | 12,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities awarded are in the form of restricted stock units ("RSUs") issued pursuant to the Issuer's 2014 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. All RSUs will vest in full on 5/28/16; provided that RSUs that have not vested will automatically terminate if the reporting person's membership on the Board of Directors is terminated by the Issuer for cause or if the reporting person voluntarily resigns from the Board.