SEC Form 4 · accession 0001437749-15-008950
OIL STATES INTERNATIONAL, INC · OIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 2:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001121484
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | M | 5,147 | $21.96 | A | 30,787 | D | |
| Common Stock | May 1, 2015 | S | 5,147 | $47.02 | D | 25,640 | D | |
| Common Stock | May 1, 2015 | M | 3,431 | $43.95 | A | 29,071 | D | |
| Common StockF3 | May 1, 2015 | S | 3,431 | $46.79 | D | 25,640 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Purchase)F1 | $21.96 | May 1, 2015 | M | 5,147 | D | — | Feb 19, 2016 | Common Stock | 5,147 | 9,436 | D |
| Common Stock (Right to Purchase)F2 | $43.95 | May 1, 2015 | M | 3,431 | D | — | Feb 17, 2021 | Common Stock | 3,431 | 6,005 | D |
Explanation of responses
- F1Common stock option grant of 2/19/2010 that vested 25% per year over the four year period beginning 2/19/2011 and will expire 2/19/2016.
- F2Common stock option grant of 2/17/2011 that vested 25% per year over the four year period beginning 2/17/2012 and will expire 2/17/2021.
- F3Stock sold with a weighted average of $46.79 including prices ranging from $46.55 to $47.02.