SEC Form 4 · accession 0001144204-15-000627
Comstock Inc. · LODE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John V Winfield
Director · 10% Owner
Period of report
Jan 5, 2015
Accepted (ET)
Jan 5, 2015 · 8:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jan 5, 2015 | J | 374,097 | $1.00 | A | 1,980,320 | D | |
| COMMON STOCK | Jan 5, 2015 | J | 183,588 | $2.00 | A | 486,417 | I | BY NORTHERN COMSTOCK LLC |
Table II — derivative securities
No Table II lines on this filing.
Remarks
1. Common Stock issued by Comstock Mining, Inc. as payment of semi-annual dividend on Series A-1 Preferred Stock in lieu of aggregate cash payment of $263,627. 2. Common Stock issued by Comstock Mining, Inc. as payment of semi-annual dividend on Series A-1 Preferred Stock in lieu of an aggregate cash payment of $129,375.